Jorge Gonzalez

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
PR	RA	APPROVED	2022-02-24

PR RA
APPROVED

Since 2022-02-24

Branch Locations

Plaza 273 Suite 1400 Ponce De Leon Avenue, San Juan, PR 00917 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services, Llc	San Juan	PR	10/2020	Present
Massmutual Life Insurance Company	San Juan	PR	04/2018	Present
Puerto Del Rey Marina	Fajardo	PR	02/2016	02/2018

10/2020 → Present

Mml Investors Services, Llc

San Juan, PR
04/2018 → Present

Massmutual Life Insurance Company

San Juan, PR
02/2016 → 02/2018

Puerto Del Rey Marina

Fajardo, PR

Other Businesses

NAME: JORGE GONZALEZ INV REL: Y ADD: AT RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE POSITION: INSURANCE AGENT START DATE: 04/01/2017 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: LIFE, FIXED ANNUITIES, DISABILITY, LONG-TERM CARE, HEALTH (2) NAME: JORGE GONZALEZ INV REL: N ADD: AT RESIDENTIAL ADDRESS NATURE: GOALKEEPER LESSONS FOR YOUTH SOCCER PLAYERS POSITION: COACH START DATE: 12/22/2022 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: COACH GOALKEEPERS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-02-04

S66 Uniform Combined State Law Examination

2022-02-04

View on SEC IAPD