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Joel Norman

Mml Investors Services, LLC

Chicago, IL

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-10-24
  • IL RA
    APPROVED
    Since 2023-10-24

Branch Locations

8700 West Bryn Mawr Avenue Suite 740, Chicago, IL 60631 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Manchester Acadamy Charter School Pittsburgh PA 08/2016 08/2017
University Of Pittsburgh Residence Life Pittsburgh PA 08/2017 05/2019
Unemployed Grand Rapids MI 06/2019 01/2020
Great Lakes Financial Grand Rapids MI 01/2020 11/2020
Unemployed Detroit MI 11/2020 04/2021
Michigan Financial Companies Southfield MI 04/2021 04/2022
Mml Investors Services Llc Chicago IL 10/2023 Present
Massmutual Life Insurance Co Chicago IL 10/2023 Present
Osaic Wealth, Inc. Rolling Meadows IL 08/2021 10/2023
  • 08/2016 → 08/2017
    Manchester Acadamy Charter School
    Pittsburgh, PA
  • 08/2017 → 05/2019
    University Of Pittsburgh Residence Life
    Pittsburgh, PA
  • 06/2019 → 01/2020
    Unemployed
    Grand Rapids, MI
  • 01/2020 → 11/2020
    Great Lakes Financial
    Grand Rapids, MI
  • 11/2020 → 04/2021
    Unemployed
    Detroit, MI
  • 04/2021 → 04/2022
    Michigan Financial Companies
    Southfield, MI
  • 10/2023 → Present
    Mml Investors Services Llc
    Chicago, IL
  • 10/2023 → Present
    Massmutual Life Insurance Co
    Chicago, IL
  • 08/2021 → 10/2023
    Osaic Wealth, Inc.
    Rolling Meadows, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-18
  • S66 Uniform Combined State Law Examination
    2021-11-18
Other Names
  • Joel Huston Norman

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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