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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-12-18
LA RA APPROVED 2022-02-01
NY RA APPROVED 2022-02-01
  • TX RA
    APPROVED_RES
    Since 2024-12-18
  • LA RA
    APPROVED
    Since 2022-02-01
  • NY RA
    APPROVED
    Since 2022-02-01

Branch Locations

900 Camp Street, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Follow The Hummingbird New Orleans LA 06/2018 Present
University Of Buffalo Buffalo NY 09/2016 12/2018
Goldfarb Financial New Orleans LA 01/2015 Present
Raymond James Financial Services, Inc. New Orleans LA 01/2020 Present
Barnes & Noble Bozman MT 08/2014 Present
Raymond James Financial Services Advisors, Inc New Orleans LA 02/2022 Present
  • 06/2018 → Present
    Follow The Hummingbird
    New Orleans, LA
  • 09/2016 → 12/2018
    University Of Buffalo
    Buffalo, NY
  • 01/2015 → Present
    Goldfarb Financial
    New Orleans, LA
  • 01/2020 → Present
    Raymond James Financial Services, Inc.
    New Orleans, LA
  • 08/2014 → Present
    Barnes & Noble
    Bozman, MT
  • 02/2022 → Present
    New Orleans, LA
Other Businesses

1) N/A unincorporated pen name RK Gold Investment Related: No Address: Buffalo, NY Nature: to write fiction books Start Date: 05/2016 Position/Title: unincorporated - author Hours Per Month Devoted: 2 Hours Per Month Devoted During Securities Trading: 0 Duties: I run social media accounts for clients 2) Goldfarb Financial Investment Related: No Address: Buffalo, NY Nature: Support Company /DBA (Non-Owner) Start Date: 04/2021 Position/Title: Employee Hours Devoted Per Month: 0 Hours Per Month Devoted During Securities Trading: 0 Duties: Support 3) Follow the Hummingbird PBC Investment Related: No Address: New Orleans, LA Nature: follow the hummingbird is a consulting firm specializing in start up and growth companies with socially responsible and/or environmentally conscious missions. I work with these businesses as a consultant coach to define the mission, vision, and business plan. Start Date: 08/07/2018 Position/Title: Partner Hours per Month Devoted: 2 Hours Per Month Devoted During Securities Trading: 0 Duties: meeting with clients to work on business plans and marketing Name of Business: Goldfarb Financial Address: 4549 Main St, suite 200, Buffalo, NY, 14226, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2015

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-08
  • S66 Uniform Combined State Law Examination
    2021-12-08
Other Names
  • Rk Gold Goldfarb

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