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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-12-18 |
| LA | RA | APPROVED | 2022-02-01 |
| NY | RA | APPROVED | 2022-02-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Follow The Hummingbird | New Orleans | LA | 06/2018 | Present |
| University Of Buffalo | Buffalo | NY | 09/2016 | 12/2018 |
| Goldfarb Financial | New Orleans | LA | 01/2015 | Present |
| Raymond James Financial Services, Inc. | New Orleans | LA | 01/2020 | Present |
| Barnes & Noble | Bozman | MT | 08/2014 | Present |
| Raymond James Financial Services Advisors, Inc | New Orleans | LA | 02/2022 | Present |
1) N/A unincorporated pen name RK Gold Investment Related: No Address: Buffalo, NY Nature: to write fiction books Start Date: 05/2016 Position/Title: unincorporated - author Hours Per Month Devoted: 2 Hours Per Month Devoted During Securities Trading: 0 Duties: I run social media accounts for clients 2) Goldfarb Financial Investment Related: No Address: Buffalo, NY Nature: Support Company /DBA (Non-Owner) Start Date: 04/2021 Position/Title: Employee Hours Devoted Per Month: 0 Hours Per Month Devoted During Securities Trading: 0 Duties: Support 3) Follow the Hummingbird PBC Investment Related: No Address: New Orleans, LA Nature: follow the hummingbird is a consulting firm specializing in start up and growth companies with socially responsible and/or environmentally conscious missions. I work with these businesses as a consultant coach to define the mission, vision, and business plan. Start Date: 08/07/2018 Position/Title: Partner Hours per Month Devoted: 2 Hours Per Month Devoted During Securities Trading: 0 Duties: meeting with clients to work on business plans and marketing Name of Business: Goldfarb Financial Address: 4549 Main St, suite 200, Buffalo, NY, 14226, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/01/2015
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-08 |
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