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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-10-18
TX RA APPROVED 2022-04-28
FL RA APPROVED 2022-04-01
  • NY RA
    APPROVED
    Since 2023-10-18
  • TX RA
    APPROVED
    Since 2022-04-28
  • FL RA
    APPROVED
    Since 2022-04-01

Branch Locations

One Bryant Park, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Saint Petersburg FL 08/2020 Present
University Of Delaware Newark DE 08/2016 05/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Saint Petersburg FL 01/2020 01/2020
Unemployed Remsenburg NY 06/2020 08/2020
Discovery Land Company Westhampton Beach NY 05/2019 08/2019
Discovery Land Company Westhampton Beach NY 05/2018 08/2018
Raynor Country Day Camp Westhampton NY 06/2017 08/2017
Atlantis Marine World Riverhead NY 06/2016 08/2017
The Wall Street Journal Newark DE 02/2019 05/2019
  • 08/2020 → Present
    Saint Petersburg, FL
  • 08/2016 → 05/2020
    University Of Delaware
    Newark, DE
  • 01/2020 → 01/2020
    Saint Petersburg, FL
  • 06/2020 → 08/2020
    Unemployed
    Remsenburg, NY
  • 05/2019 → 08/2019
    Discovery Land Company
    Westhampton Beach, NY
  • 05/2018 → 08/2018
    Discovery Land Company
    Westhampton Beach, NY
  • 06/2017 → 08/2017
    Raynor Country Day Camp
    Westhampton, NY
  • 06/2016 → 08/2017
    Atlantis Marine World
    Riverhead, NY
  • 02/2019 → 05/2019
    The Wall Street Journal
    Newark, DE
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-29
  • S66 Uniform Combined State Law Examination
    2022-03-29
Other Names
  • Annie Skorobohaty
  • Anne Skorobohaty

View on SEC IAPD

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