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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-10-18 |
| TX | RA | APPROVED | 2022-04-28 |
| FL | RA | APPROVED | 2022-04-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Saint Petersburg | FL | 08/2020 | Present |
| University Of Delaware | Newark | DE | 08/2016 | 05/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Saint Petersburg | FL | 01/2020 | 01/2020 |
| Unemployed | Remsenburg | NY | 06/2020 | 08/2020 |
| Discovery Land Company | Westhampton Beach | NY | 05/2019 | 08/2019 |
| Discovery Land Company | Westhampton Beach | NY | 05/2018 | 08/2018 |
| Raynor Country Day Camp | Westhampton | NY | 06/2017 | 08/2017 |
| Atlantis Marine World | Riverhead | NY | 06/2016 | 08/2017 |
| The Wall Street Journal | Newark | DE | 02/2019 | 05/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-29 |
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