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Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-02
  • TX RA
    APPROVED
    Since 2026-06-02

Branch Locations

Mckinney, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brittany Lang Mckinney TX 08/2005 10/2019
Unemployed Mckinney TX 10/2019 01/2020
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2020 02/2026
Northwestern Mutual Investment Services Llc Frisco TX 07/2020 02/2026
Principal Life Insurance Company Tortuga TX 03/2026 Present
Principal Securities, Inc. Tortuga TX 03/2026 Present
  • 08/2005 → 10/2019
    Brittany Lang
    Mckinney, TX
  • 10/2019 → 01/2020
    Unemployed
    Mckinney, TX
  • 01/2020 → 02/2026
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 07/2020 → 02/2026
    Northwestern Mutual Investment Services Llc
    Frisco, TX
  • 03/2026 → Present
    Principal Life Insurance Company
    Tortuga, TX
  • 03/2026 → Present
    Tortuga, TX
Other Businesses

FIXED INSURANCE POSITION: Financial Advisor NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 3 START DATE: 04/01/2026 ADDRESS: 5080 Spectrum Drive Suite 1200E, Addison TX 75071, United States DESCRIPTION: Sales and service of outside fixed insurance, including life, annuity, DI, LTC, Health and Group Insurance.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-06-02
S63 Uniform Securities Agent State Law Examination 2020-09-29
  • S65 Uniform Investment Adviser Law Examination
    2026-06-02
  • S63 Uniform Securities Agent State Law Examination
    2020-09-29
Other Names
  • Luke Lang

View on SEC IAPD

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