Tuan Hoang

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-04-14
CA	RA	APPROVED	2023-01-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Morgan Stanley	Gilbert	AZ	01/2020	06/2020
Freedom Mortgage	Tempe	AZ	09/2019	12/2019
Pho 602 Vietnamese Restaurant	Phoenix	AZ	01/2019	09/2019
Glendale Community College	Glendale	AZ	07/2014	12/2016
Arizona State University	Tempe	AZ	01/2017	12/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chandler	AZ	10/2020	06/2021
Pho 602 Vietnamese Restaurant	Phoenix	AZ	06/2020	10/2020
Robinhood Financial, Llc	Tempe	AZ	06/2021	10/2022
Robinhood Markets, Inc	Tempe	AZ	06/2022	10/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chandler	AZ	10/2022	Present

01/2020 → 06/2020

Morgan Stanley

Gilbert, AZ
09/2019 → 12/2019

Freedom Mortgage

Tempe, AZ
01/2019 → 09/2019

Pho 602 Vietnamese Restaurant

Phoenix, AZ
07/2014 → 12/2016

Glendale Community College

Glendale, AZ
01/2017 → 12/2018

Arizona State University

Tempe, AZ
10/2020 → 06/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ
06/2020 → 10/2020

Pho 602 Vietnamese Restaurant

Phoenix, AZ
06/2021 → 10/2022

Robinhood Financial, Llc

Tempe, AZ
06/2022 → 10/2022

Robinhood Markets, Inc

Tempe, AZ
10/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-01-27
S63	Uniform Securities Agent State Law Examination	2020-08-21

Other Firms