Megan Li

Charles Schwab & Co., Inc.

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Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-05-10

CA RA
APPROVED

Since 2021-05-10

Branch Locations

San Ramon, CA • United States

1300 South El Camino Real Suite 110, San Mateo, CA 94402-2964 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	San Francisco	CA	12/2019	Present
Charles Schwab Bank, Ssb	San Francisco	CA	12/2019	Present
Kitchen Of Alameda	Alameda	CA	12/2018	11/2019
N/A	San Diego	CA	08/2016	06/2019
Alpha Chi Omega, Iota Nu Chapter	La Jolla	CA	01/2018	08/2018
Starbucks Coffee Co.	Pleasanton	CA	08/2015	09/2016
University Of California-San Diego	Lla Jolla	CA	09/2016	06/2019

12/2019 → Present

Charles Schwab & Co., Inc.

San Francisco, CA
12/2019 → Present

Charles Schwab Bank, Ssb

San Francisco, CA
12/2018 → 11/2019

Kitchen Of Alameda

Alameda, CA
08/2016 → 06/2019

N/A

San Diego, CA
01/2018 → 08/2018

Alpha Chi Omega, Iota Nu Chapter

La Jolla, CA
08/2015 → 09/2016

Starbucks Coffee Co.

Pleasanton, CA
09/2016 → 06/2019

University Of California-San Diego

Lla Jolla, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-05-10
S63	Uniform Securities Agent State Law Examination	2020-12-07

S65 Uniform Investment Adviser Law Examination

2021-05-10
S63 Uniform Securities Agent State Law Examination

2020-12-07

View on SEC IAPD

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