Antwan Francoise Nguyen

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2024 → Present
  Wells Fargo Clearing Services, Llc
  Redmond, WA
• 05/2024 → Present
  Wells Fargo Bank, Na
  Redmond, WA
• 11/2018 → 07/2023
  Bank Of America
  Bellevue, WA
• 12/2017 → 11/2018
  Movement Mortgage
  Bellevue, WA
• 08/2005 → 11/2017
  Bank Of America
  Kirkland, WA
• 07/2023 → 05/2024
  Unemployed
  Bellevue, WA

Other Businesses

RENTAL PROPERTY, INV RELATED, GIG HARBOR, WA, 100% OWNERSHIP, START 3/7/24, 1 HR PER MONTH, 0 HRS DURING TRADING, LANDLORD; UBER; NOT INV RELATED; BELLEVUE, WA; DRIVER; START 08/10/2024; 15 HOURS PER MONTH; 0 HOURS DURING TRADING; DRIVER.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-01-03
• S63 Uniform Securities Agent State Law Examination
  2024-10-14

Other Names

• Antwan Nguyen