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Melissa M Wigginton

Ubs Financial Services Inc.

Pepper Pike, OH

Westlake, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-10-18
  • OH RA
    APPROVED
    Since 2024-10-18

Branch Locations

30050 Chagrin Boulevard Suite 200, Pepper Pike, OH 44124 • United States

2055 Crocker Road, Westlake, OH 44145 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Turney Tax / Dwr Financial Independence OH 12/2019 09/2024
National Automotive Experts Strongsville OH 08/2017 12/2019
Lifetouch Portrait Studios North Olmsted OH 08/2011 08/2017
Lpl Financial Llc Independence OH 11/2022 09/2024
Ubs Financial Services, Inc Westlake OH 10/2024 Present
  • 12/2019 → 09/2024
    Turney Tax / Dwr Financial
    Independence, OH
  • 08/2017 → 12/2019
    National Automotive Experts
    Strongsville, OH
  • 08/2011 → 08/2017
    Lifetouch Portrait Studios
    North Olmsted, OH
  • 11/2022 → 09/2024
    Lpl Financial Llc
    Independence, OH
  • 10/2024 → Present
    Ubs Financial Services, Inc
    Westlake, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-20
  • S66 Uniform Combined State Law Examination
    2023-11-20
Other Names
  • Melissa M Wigginton
  • Melissa Wigginton

View on SEC IAPD

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PNC WEALTH MANAGEMENT LLC
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Other Investors

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THOMAS JOSEPH O'NEIL
James Marshall Steinmetz
SCOT GILBERT SINKLER
BARRY LEWIS COHN
THOMAS LEE UDELSON

Other Offices

NIRVANA ANALYTICS, LLC · PEPPER PIKE, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PEPPER PIKE, OH
WELLS FARGO CLEARING SERVICES, LLC · PEPPER PIKE, OH
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CLEVELAND, OH
UBS FINANCIAL SERVICES INC. · PEPPER PIKE, OH
ELIZABETH PARK CAPITAL MANAGEMENT, LTD · PEPPER PIKE, OH
VIRTERA PARTNERS LLC · PEPPER PIKE, OH
PNC WEALTH MANAGEMENT LLC · PEPPER PIKE, OH

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