Tyler M Adams

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2024-06-08

IA RA
APPROVED

Since 2024-06-08

Branch Locations

301 Grand Ave, Spencer, IA 51301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Prairie Plans Asset Management	Spencer	IA	06/2022	05/2024
Iowa State University	Okoboji, Waverly, Ames	IA	08/2022	05/2024
Lpl Financial	Spencer	IA	06/2022	Present
Full Time Student	Okoboji, Waverly, Ames	IA	08/2013	05/2022

06/2022 → 05/2024

Prairie Plans Asset Management

Spencer, IA
08/2022 → 05/2024

Iowa State University

Okoboji, Waverly, Ames, IA
06/2022 → Present

Lpl Financial

Spencer, IA
08/2013 → 05/2022

Full Time Student

Okoboji, Waverly, Ames, IA

Other Businesses

1- 10/14/2024 - Prairie Plans Agency - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 10/1/2024 - 8 Hours Per Month/ 0 Hours During Trading 2- 10/14/2024 - Prairie Plans Asset Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 6/1/2024 3- 12/18/2024 - Okoboji High School - Outside/W-2 Employment - Assistant Basketball Coach - Not Investment Related - Milford, IA - Start Date 12/20/2024 - 30 hours per month/ 0 hours during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-06-07

S66 Uniform Combined State Law Examination

2024-06-07