Brett Thompson Weldon

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2020 → 01/2026
  Morgan Stanley Smith Barney Llc
  Atlanta, GA
• 08/2018 → 08/2019
  Cru
  Orlando, FL
• 06/2017 → 08/2017
  Renasant Bank
  Marietta, GA
• 11/2019 → 12/2019
  Lizard Thicket Boutique
  Marietta, GA
• 06/2014 → 05/2017
  Unemployed
  Marietta, GA
• 08/2017 → 08/2018
  Unemployed
  Marietta, GA
• 02/2026 → Present
  Lpl Financial Llc
  Greenville, SC

Previous Registrations

• 2021-10-21 → 2026-01-06
  Morgan Stanley
  Seneca, SC
  Easley, SC
  Atlanta, GA
  Atlanta, GA

Other Businesses

1. 1/2026 - Ox Road Capital - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hour(s)/Month - 40 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 2/2/2026

Exams

• S66 Uniform Combined State Law Examination
  2021-10-20

Other Names

• Brett Susannah Thompson
• Brett Susannah Weldon