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Jesus Lopez

Wells Fargo Clearing Services, LLC

Jacksonville, FL

Gainesville, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-10-28
  • FL RA
    APPROVED
    Since 2021-10-28

Branch Locations

1 Independent Drive 24Th Fl [F4-Rbo], Jacksonville, FL 32202 • United States

4210 Nw 37Th Pl Ste 100, Gainesville, FL 32606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Gainesville FL 04/2015 Present
Wells Fargo Clearing Services, Llc Gainesville FL 06/2021 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-27
  • S66 Uniform Combined State Law Examination
    2021-10-27
Other Names
  • Jesus Lopez

View on SEC IAPD

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