Best Investors Account Sign in
Inactive

Alexander Peyton Golden

Round Table Financial

Little Rock, AR

CRD 7212856

Claim This Profile
Employer firm

Round Table Financial CRD 307113

$45.6M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Round Table Financial

3625 Kavanaugh Blvd. Suite A, Little Rock, AR 72205 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2020-01-28
  • AR RA
    APPROVED
    Since 2020-01-28

Branch Locations

3625 Kavanaugh Blvd. Suite A, Little Rock, AR 72205 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Round Table Services, Llc Dba Round Table Financial Little Rock AR 10/2019 11/2020
Community State Bank Little Rock AR 02/2015 02/2019
Allied Bank Little Rock AR 01/2001 09/2016
Independent Licensed Insurance Agent Little Rock AR 01/2018 Present
Licensed Real Estate Agent Little Rock AR 02/2018 Present
Round Table Services, Llc Dba Round Table Financial Little Rock AR 11/2020 Present
Round Table Services, Llc Dba Round Table Financial Little Rock AR 12/2019 11/2020
Giv Llc Little Rock AR 10/2020 Present
Texana Bank, N.A. Little Rock AR 02/2026 Present
  • 10/2019 → 11/2020
    Round Table Services, Llc Dba Round Table Financial
    Little Rock, AR
  • 02/2015 → 02/2019
    Community State Bank
    Little Rock, AR
  • 01/2001 → 09/2016
    Allied Bank
    Little Rock, AR
  • 01/2018 → Present
    Independent Licensed Insurance Agent
    Little Rock, AR
  • 02/2018 → Present
    Licensed Real Estate Agent
    Little Rock, AR
  • 11/2020 → Present
    Round Table Services, Llc Dba Round Table Financial
    Little Rock, AR
  • 12/2019 → 11/2020
    Round Table Services, Llc Dba Round Table Financial
    Little Rock, AR
  • 10/2020 → Present
    Giv Llc
    Little Rock, AR
  • 02/2026 → Present
    Texana Bank, N.A.
    Little Rock, AR
Other Businesses

1) Licensed Insurance Agent; Investment Related; Little Rock, AR; Insurance Sales and Services; Since 01/2018; Less than 8 hours per month during trading hours 2) Licensed Real Estate Agent; Investment Related; Little Rock, AR; Real Estate Agent; Since 02/2018; Less than 8 hours per month during trading hours 3) Texana Bank, N.A.; Investment Related; Little Rock, AR; Mortgage Loan Originator; Since 02/2026; Less than 8 hours per month during trading hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-07-03
  • S65 Uniform Investment Adviser Law Examination
    2019-07-03

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Little Rock, AR

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor