Christopher David Bausback

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2020 → 08/2021
  Td Ameritrade
  Omaha, NE
• 05/2019 → 08/2019
  Enterprise Holdings
  Omaha, NE
• 05/2018 → 08/2018
  Ground Effects
  Omaha, NE
• 08/2017 → 12/2017
  Ruffao Noel Levitz
  Lincoln, NE
• 05/2017 → 08/2017
  Omaha Country Club
  Omaha, NE
• 08/2015 → 12/2019
  University Of Nebraska-Lincoln
  Lincoln, NE
• 09/2021 → 10/2021
  Unemployed
  Raleigh, NC
• 06/2022 → 12/2023
  First Citizens Investor Services
  Raleigh, NC
• 11/2021 → 12/2023
  First Citizens Bank
  Raleigh, NC
• 12/2023 → 07/2025
  Sprouts Farmers Market
  Raleigh, NC
• 07/2025 → Present
  Lpl Financial
  Raleigh, NC
• 07/2025 → Present
  Coastal Credit Union
  Raleigh, NC

Other Businesses

1)07/18/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name COASTAL CREDIT UNION - Inv Rel - At Reported Business Location(s)

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-11-11
• S63 Uniform Securities Agent State Law Examination
  2020-07-07

Other Names

• Christopher David Bausbeck
• Chris Bausback