Sarah Nicole King

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bristol, TN
• 03/2020 → 05/2021
  Appalachian Tool Works Llc
  Sevierville, TN
• 01/2017 → 01/2020
  Newport Hospitality Group
  Wise, VA
• 03/2017 → 09/2017
  On-Board Companies
  Wake Forest, NC
• 09/2016 → 01/2017
  Frontier Communications
  Wise, VA
• 09/2011 → 09/2016
  Reno's Roadhouse
  Wise, VA
• 03/2018 → 04/2018
  United Majestic Rv Resort:
  Bristol, VA

Other Businesses

I*5091268 Entity Type: Governmental Name of OBA: Blount County Address: Maryville, Tennessee, 37803 Investment Related: No Position, Title, Association: Other Employee Start Date: 08/06/2026 Number of Hours: 15, Yearly Number of Hours during trading: 0 Duties: Purpose of outside organization is government entity for local elections Role is "machine operator" which is assisting voters with operating and any issues they may run into with the voting machine. It will be for the full voting day 8AM - 8PM.

Exams

• S66 Uniform Combined State Law Examination
  2025-10-02