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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
25500 Hawthorne Blvd Ste 1140, Torrance, CA 90505 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northrop Grumman | Redondo Beach | CA | 01/2012 | 12/2022 |
| Kyle And Christine Freitas | Redondo Beach | CA | 01/2020 | Present |
| Tx Cc Tolman | Redondo Beach | CA | 01/2020 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2020 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Aps | Torrance | CA | 07/2023 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES, AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: KYLE AND CHRISTINE FREITAS - REAL ESTATE RENTALS INVESTMENT RELATED: NO ADDRESS: VARIOUS LOCATIONS NATURE OF BUSINESS: REAL ESTATE RENTALS POSITION/TITLE/RELATIONSHIP: LANDLORD APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: LANDLORD 3. NAME OF OTHER BUSINESS: TX CC TOLMAN LLC INVESTMENT RELATED: NO ADDRESS: VARIOUS LOCATIONS NATURE OF BUSINESS: REAL ESTATE RENTALS POSITION/TITLE/RELATIONSHIP: 1 OF 2 MANAGING MEMBERS OF LLC, LANDLORD APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: IF COORDINATION WITH PROPERTY MANAGER IS REQUIRED. I HANDLE THOSE DETAILS 4. NAME OF OTHER BUSINESS: KCRM HOUSTON, LLC INVESTMENT RELATED: NO, ADDRESS: 409 S. 12TH ST., CONROE, TX, 77301, NATURE OF BUSINESS: REAL ESTATE, START DATE:05/2021, POSITION/TITLE/RELATIONSHIP: GENERAL PARTNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY; 5. NAME OF OTHER BUSINESS: APS ; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TECHNOLOGY SUPPORT; START DATE: 07/2023 ; POSITION/TITLE/RELATIONSHIP: TECHNOLOGY SUPPORT; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: COMPUTER SUPPORT, TRAIN STAFF AND REPS ON HOW TO USE ADVICEWORKS AND DOCUPACE; 6. NAME OF OTHER BUSINESS: FREITAS HARTE PLANNING, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 11/2024; POSITION/TITLE/RELATIONSHIP: PRESIDENT/FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL AND INSURANCE SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-30 |
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