Holland Arthur Sullivan

Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 04/2022
  Register Financial Associates, Inc
  Atlanta, GA
• 05/2016 → 04/2022
  Register Financial Advisors
  Atlanta, GA
• 05/2014 → 07/2017
  Deltawing Technology Group, Inc.
  Braselton, GA
• 04/2022 → Present
  Citigroup
  New York, NY

Previous Registrations

• 2018-06-07 → 2021-08-05
  Register Financial Advisors, Llc
  Atlanta, GA
  Bronxville, NY
• 2022-08-18 → 2010-06-30
  Citi Private Alternatives, Llc
  Bronxville, NY
  Bronxville, NY
  Tampa, FL
  New York, NY
  Los Angeles, CA
  Bronxville, NY
• 2005-04-12 → 2009-03-31
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX
  Dallas, TX

Other Businesses

(1) Black Gold Productions, LLC, 81 Pondfield Road, Ste D287, Bronxville, NY 10708, Non-Investment related, Family-owned business / children's entertainment center concept, Managing Member since 12/2015, 1 hours/month, Duties: develop strategy (2) War Admiral LLC, 81 Pondfield Rd., Ste D287, Bronxville, NY 10708, Non-Investment related, Nature of business: miscellaneous, title: Managing member, started 12/2018, approximately 1 hours/month, Duties: personal single-member LLC for miscellaneous activities; Non-Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-02-17
• S66 Uniform Combined State Law Examination
  2005-04-11

Other Names

• Holland A Sullivan Jr
• Holland Arthur Sullivan
• Holland Arthur Sullivan
• Holland Sullivan