Richard Travis Carden

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2018 → 12/2020
  Wells Fargo Clearing Services, Llc
  Winston Salem, NC
• 08/2014 → 05/2018
  Campbell University
  Buies Creek, NC
• 05/2015 → 01/2017
  First Citizens Bank
  Charlotte, NC
• 09/2021 → 10/2021
  Empower Retirement
  Grand Blanc, MI
• 12/2022 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 11/2021 → 12/2022
  Greenleaf Trust
  Birmingham, MI
• 05/2019 → 12/2020
  Appalachian State University
  Boone, NC
• 01/2021 → 08/2021
  Wells Fargo Clearing Services, Llc
  Grand Blanc, MI
• 01/2023 → Present
  Central Piedmont Community College
  Charlotte, NC
• 12/2022 → Present
  Vanguard Marketing Corporation
  Charlotte, NC
• 12/2022 → Present
  Vanguard Advisers, Inc.
  Charlotte, NC

Other Businesses

NAME OF BUSINESS: CENTRAL PIEDMONT COMMUNITY COLLEGE NON-INVESTMENT-RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: FACULTY/TEACHING POSITION: TEACHER START DATE: 01/2023 APPROXIMATE HOURS/MONTH: 8 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TEACHING INTRODUCTION TO BUSINESS PRINCIPLES, LEADERSHIP, AND PROFESSIONAL DEVELOPMENT

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-02-13

Designations

• Certified Financial Planner

Other Names

• Richard Travis Carden
• Richard Carden
• Richard T. Carden