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Marilyn Vazquez

Td Private Client Wealth LLC

Orlando, FL

Sarasota, FL

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-05-08
KY RA APPROVED 2024-04-23
CA RA APPROVED 2023-04-03
FL RA APPROVED 2023-01-24
  • NJ RA
    APPROVED
    Since 2026-05-08
  • KY RA
    APPROVED
    Since 2024-04-23
  • CA RA
    APPROVED
    Since 2023-04-03
  • FL RA
    APPROVED
    Since 2023-01-24

Branch Locations

301 East Pine Street 10Th Floor, Orlando, FL 32801 • United States

3450 Clark Road, Sarasota, FL 34231 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup West Boca FL 08/2016 06/2021
Td Bank N.A. Orlando FL 01/2023 Present
Wells Fargo Orlando FL 06/2021 12/2022
Td Private Client Wealth Llc Orlando FL 01/2023 Present
  • 08/2016 → 06/2021
    Citigroup
    West Boca, FL
  • 01/2023 → Present
    Td Bank N.A.
    Orlando, FL
  • 06/2021 → 12/2022
    Wells Fargo
    Orlando, FL
  • 01/2023 → Present
    Td Private Client Wealth Llc
    Orlando, FL
Previous Registrations
  • 2021-08-02 → 2023-01-05
    Wells Fargo Clearing Services, Llc
    Orlando, FL
    Orlando, FL
  • 2020-11-02 → 2021-06-01
    Citigroup Global Markets Inc.
    Boca Raton, FL
    Boca Raton, FL
    Pembroke Pines, FL
    Boca Raton, FL
    Boca Raton, FL
    Boca Raton, FL
    Ft. Lauderdale, FL
    Coral Springs, FL
    Chicago, IL
    Tamarac, FL
    Ft. Lauderdale, FL
    Tamarac, FL
    Coconut Creek, FL
    Coral Springs, FL
    Coral Springs, FL
    Aventura, FL
    Coconut Creek, FL
    Coconut Creek, FL
    Miami, FL
    Fort Lauderdale, FL
Other Businesses

RENTAL PROPERTY, INV RELATED, PEMBROKE PINES, FL, 100% OWNERSHIP, START 5/26/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, LANDLORD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-31
S63 Uniform Securities Agent State Law Examination 2016-11-17
  • S66 Uniform Combined State Law Examination
    2020-10-31
  • S63 Uniform Securities Agent State Law Examination
    2016-11-17
Other Names
  • Marilyn Del Carmen Vazquez
  • Marilyn Vazquez

View on SEC IAPD

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