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Sachiko Margaret Richmond

Ameriprise Financial Services, LLC

Frisco, TX

Oakbrook Terrace, IL

Danville, IL

CRD 6688992

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-09-23
TX RA APPROVED 2021-07-26
  • IL RA
    APPROVED
    Since 2021-09-23
  • TX RA
    APPROVED
    Since 2021-07-26

Branch Locations

Frisco, TX • United States

1 Oakbrook Terrace Suite 700, Oakbrook Terrace, IL 60181 • United States

425 N Gilbert St Suite 4, Danville, IL 61832 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Plano TX 07/2016 07/2021
Principal Global Investors Des Moines IA 09/2014 07/2016
Ameriprise Financial Services, Llc Oakbrook Terrace TX 07/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-04
  • S66 Uniform Combined State Law Examination
    2020-03-04
Other Names
  • Sachiko Margaret Johnson
  • Sachiko Richmond

View on SEC IAPD

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