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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-10-01 |
| TX | RA | APPROVED | 2024-05-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc | Metairie | LA | 08/2018 | 03/2020 |
| Adley Services | Lafayette | LA | 01/2017 | 10/2018 |
| Southeastern Louisiana University | Hammond | LA | 04/2014 | 02/2017 |
| Us Soccer Federation Referee Program | Various | LA | 12/2009 | 01/2020 |
| Louisiana State University | Baton Rouge | LA | 08/2017 | 12/2018 |
| Southeastern Louisiana University | Hammond | LA | 08/2014 | 05/2017 |
| Ameriprise Financial Services, Llc | Metairie | LA | 03/2020 | 05/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 05/2024 | Present |
1) WOOD OPAL, LLC DBA WOOD OPAL FINANCIAL ADVISORS, LLC, 1031 Mallory Lane, Greensboro GA 30642 United States, 02/01/2024, Owner, Insurance/Benefits/Human Resources, INV REL, 160 HR/MO - 80 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. 06/04/2024 3) AUTHENTIC FINANCIAL ADVISORS, 71128 Hwy 59, Suite 100, Abita Springs, LA 70420, 06/2026, Investment Advisor Representative, DBA Name, NIR, 20 HR/MO, 20 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-30 |
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