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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-10-01
TX RA APPROVED 2024-05-31
  • GA RA
    APPROVED
    Since 2024-10-01
  • TX RA
    APPROVED
    Since 2024-05-31

Branch Locations

Greensboro, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Metairie LA 08/2018 03/2020
Adley Services Lafayette LA 01/2017 10/2018
Southeastern Louisiana University Hammond LA 04/2014 02/2017
Us Soccer Federation Referee Program Various LA 12/2009 01/2020
Louisiana State University Baton Rouge LA 08/2017 12/2018
Southeastern Louisiana University Hammond LA 08/2014 05/2017
Ameriprise Financial Services, Llc Metairie LA 03/2020 05/2024
Cambridge Investment Research, Inc. Fairfield IA 05/2024 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 05/2024 Present
  • 08/2018 → 03/2020
    Ameriprise Financial Services, Inc
    Metairie, LA
  • 01/2017 → 10/2018
    Adley Services
    Lafayette, LA
  • 04/2014 → 02/2017
    Southeastern Louisiana University
    Hammond, LA
  • 12/2009 → 01/2020
    Us Soccer Federation Referee Program
    Various, LA
  • 08/2017 → 12/2018
    Louisiana State University
    Baton Rouge, LA
  • 08/2014 → 05/2017
    Southeastern Louisiana University
    Hammond, LA
  • 03/2020 → 05/2024
    Metairie, LA
  • 05/2024 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 05/2024 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1) WOOD OPAL, LLC DBA WOOD OPAL FINANCIAL ADVISORS, LLC, 1031 Mallory Lane, Greensboro GA 30642 United States, 02/01/2024, Owner, Insurance/Benefits/Human Resources, INV REL, 160 HR/MO - 80 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. 06/04/2024 3) AUTHENTIC FINANCIAL ADVISORS, 71128 Hwy 59, Suite 100, Abita Springs, LA 70420, 06/2026, Investment Advisor Representative, DBA Name, NIR, 20 HR/MO, 20 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-30
  • S66 Uniform Combined State Law Examination
    2020-05-30
Designations
  • Certified Financial Planner
Other Names
  • Hannah Alexis Benton
  • Hannah Varnado
  • Hannah Benton

View on SEC IAPD

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