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Delania Renee Mccarty

Charles Schwab & Co., Inc.

Springtown, TX

Westlake, TX

CRD 6688739

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-08-15
  • TX RA
    APPROVED
    Since 2018-08-15

Branch Locations

Springtown, TX • United States

3000 Schwab Way, Westlake, TX 76262-8104 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Fort Worth TX 07/2016 07/2018
Charles Schwab & Co., Inc. Springtown TX 07/2018 Present
Previous Registrations
  • 2017-08-02 → 2018-07-31
    Td Ameritrade, Inc.
    Westlake, TX
  • 2017-08-02 → 2018-07-31
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-01
S63 Uniform Securities Agent State Law Examination 2016-09-13
  • S66 Uniform Combined State Law Examination
    2017-08-01
  • S63 Uniform Securities Agent State Law Examination
    2016-09-13
Other Names
  • Renee Mccarty
  • Delania Mccarty
  • Delania Utter

View on SEC IAPD

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