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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-06-06
LA RA APPROVED 2016-08-22
  • TX RA
    APPROVED
    Since 2017-06-06
  • LA RA
    APPROVED
    Since 2016-08-22

Branch Locations

738 N Ashley Ridge Loop, Shreveport, LA 71106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Shreveport LA 07/2016 03/2020
Ameriprise Financial Services, Llc Shreveport LA 03/2020 Present
Other Businesses

Board of Directors; Boy Scouts of America; Advisory Board Member; 1325 W. Walnut Hill Ln.Irving, TX 75038, ,; Not Investment-Related; 01/18/2019; 1 to 9 hours per month; 0 during trading hours / Shreveport Club; Board Member; 410 Travis Street, , Shreveport, LA, 71101; Not Investment-Related; 03/28/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Kevin L Murphy, LLC; AFA working with Kevin Murphy, Ameriprise Franchise Advisor; Manage advisory business; 738 N Ashley Ridge Loop, , Shreveport, LA, 71106; Investment-Related; 02/26/2023; 60 hours per month; 60 during trading hours. Other Business Activities; Laveer Acquisitions; Checking account used to pay expenses for practice acquisitions including travel, meals, bank notes, etc.; 738 N Ashley Ridge Loop, , Shreveport, LA, 71106; Not Investment-Related; 08/01/2016; 1 to 9 hours per month; 1 to 9 during trading hours / Laveer-NSC, LLC; LLC for building / office expenses; 514 Main Street, , North, SC, 29112; Not Investment-Related; 08/01/2016; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-30
  • S66 Uniform Combined State Law Examination
    2016-07-30
Designations
  • Certified Financial Planner
Other Names
  • Tanner Murphy
  • Tanner Lang Murphy

View on SEC IAPD

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