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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2026-07-23 |
| TX | RA | APPROVED_RES | 2022-07-22 |
| CA | RA | APPROVED | 2019-10-10 |
Branch Locations
2000 W 103Rd St, Leawood, KS 66206 • United States
7400 W 130Th St Ste 400 [Yh-Rbo], Overland Park, KS 66213 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Jose | CA | 06/2018 | 09/2019 |
| Sage Point Advisor June Huynh | San Jose | CA | 01/2017 | 06/2018 |
| Intero Real Estate Servces | San Jose | CA | 05/2016 | 06/2018 |
| Bank Of America, N.A. | San Jose | CA | 08/2018 | 09/2019 |
| Wells Fargo Clearing Services, Llc | San Jose | CA | 09/2019 | Present |
| Wells Fargo Bank, Na | San Jose | CA | 09/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-11-05 |
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