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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2026-07-23
TX RA APPROVED_RES 2022-07-22
CA RA APPROVED 2019-10-10
  • KS RA
    APPROVED
    Since 2026-07-23
  • TX RA
    APPROVED_RES
    Since 2022-07-22
  • CA RA
    APPROVED
    Since 2019-10-10

Branch Locations

2000 W 103Rd St, Leawood, KS 66206 • United States

7400 W 130Th St Ste 400 [Yh-Rbo], Overland Park, KS 66213 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Jose CA 06/2018 09/2019
Sage Point Advisor June Huynh San Jose CA 01/2017 06/2018
Intero Real Estate Servces San Jose CA 05/2016 06/2018
Bank Of America, N.A. San Jose CA 08/2018 09/2019
Wells Fargo Clearing Services, Llc San Jose CA 09/2019 Present
Wells Fargo Bank, Na San Jose CA 09/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-05
  • S66 Uniform Combined State Law Examination
    2018-11-05
Other Names
  • Tin Heain Kyaw
  • Tin Kyaw

View on SEC IAPD

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