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945 Wyoming Street Suite 150, Missoula, MT 59801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2026-03-30 |
Branch Locations
945 Wyoming Street Suite 150, Missoula, MT 59801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Missoula | MT | 08/2016 | 06/2021 |
| Lpl Financial, Llc | Missoula | MT | 06/2021 | Present |
| Golden State Wealth Management, Llc | Missoula | MT | 06/2021 | 03/2026 |
| Switchbacks Capital Advisory, Llc | Missoula | MT | 01/2026 | Present |
1. 06/03/2021; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Switchbacks Capital Advisory; Investment Related; at Reported Business Location(s); Start Date 05/2021 2. 06/03/2021; Switchbacks Properties, LLC; Real Estate Rental; Investment Related; Missoula, MT; Start Date 02/2017; 1hr during trading 3. 06/03/2021; Mosaic Properties, LLC; Real Estate Rental; Investment Related; Missoula, MT; Start Date 03/2021 4. 01/08/2024; Other - Financial Education Workshop Instructor; Not Investment Related; Start Date 02/08/2024; 1hrs/mth; 2hrs during trading 5. 04/15/2026; Switchbacks Capital Advisory; Registered Investment Advisor Hybrid; Investment Related; at Reported Business Location(s); Start Date 03/30/2026; 170hrs/mth; 100hrs during trading; I provide investment advisory services through Switchbacks Capital Advisory, an independent investment advisor firm. I started this business activity in 3/2026. I expect to spend approximately 170 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-19 |
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