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Christopher William Buckley

Steward Partners Investment Advisory, LLC

Stamford, CT

Wilmington, DE

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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-03-03
LA RA APPROVED 2025-03-03
TX RA APPROVED 2025-02-25
  • DE RA
    APPROVED
    Since 2025-03-03
  • LA RA
    APPROVED
    Since 2025-03-03
  • TX RA
    APPROVED
    Since 2025-02-25

Branch Locations

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Wilmington, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital One Investing Llc Wilmington DE 06/2016 09/2018
Capital One Advisors, Llc Wilmington DE 03/2017 09/2018
Unemployed Charlotte NC 09/2018 02/2019
New York Life Insurance Co. Charlotte NC 02/2019 06/2019
Nylife Securities Llc Charlotte NC 02/2019 06/2019
Wells Fargo Securities Llc Charlotte NC 09/2019 11/2021
Unemployed Charlotte NC 06/2019 09/2019
Osaic Fa, Inc Wilmington DE 12/2021 02/2025
Osaic Sa, Inc. Wilmington DE 12/2021 02/2025
Osaic Wealth, Inc. Scottsdale AZ 01/2025 02/2025
Osaic Wealth, Inc. Scottsdale AZ 01/2025 02/2025
Steward Partners Global Advisory, Llc Wilmington DE 02/2025 Present
Steward Partners Investment Solutions, Llc Wilmington DE 02/2025 Present
Steward Partners Investment Advisory, Llc Wilmington DE 02/2025 Present
  • 06/2016 → 09/2018
    Capital One Investing Llc
    Wilmington, DE
  • 03/2017 → 09/2018
    Capital One Advisors, Llc
    Wilmington, DE
  • 09/2018 → 02/2019
    Unemployed
    Charlotte, NC
  • 02/2019 → 06/2019
    New York Life Insurance Co.
    Charlotte, NC
  • 02/2019 → 06/2019
    Nylife Securities Llc
    Charlotte, NC
  • 09/2019 → 11/2021
    Wells Fargo Securities Llc
    Charlotte, NC
  • 06/2019 → 09/2019
    Unemployed
    Charlotte, NC
  • 12/2021 → 02/2025
    Osaic Fa, Inc
    Wilmington, DE
  • 12/2021 → 02/2025
    Osaic Sa, Inc.
    Wilmington, DE
  • 01/2025 → 02/2025
    Osaic Wealth, Inc.
    Scottsdale, AZ
  • 01/2025 → 02/2025
    Osaic Wealth, Inc.
    Scottsdale, AZ
  • 02/2025 → Present
    Steward Partners Global Advisory, Llc
    Wilmington, DE
  • 02/2025 → Present
    Steward Partners Investment Solutions, Llc
    Wilmington, DE
  • 02/2025 → Present
    Steward Partners Investment Advisory, Llc
    Wilmington, DE
Previous Registrations
  • 2025-01-24 → 2025-02-14
    Osaic Wealth, Inc.
    Scottsdale, AZ
  • 2022-11-11 → 2025-01-24
    Osaic Fa, Inc.
    Radnor, PA
    Fort Wayne, IN
    Wilmington, DE
  • 2017-03-02 → 2018-09-17
    Capital One Advisors, Llc
    Wilmington, DE
    Mclean, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-28
  • S66 Uniform Combined State Law Examination
    2022-07-28
Other Names
  • Christopher Buckley
  • Christopher William Buckley

View on SEC IAPD

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