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12900 Preston Road, Suite 700, Dallas, TX 75230 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-14 |
| NY | RA | APPROVED | 2021-03-29 |
| TX | RA | APPROVED | 2017-09-07 |
Branch Locations
12900 Preston Road Suite 700, Dallas, TX 75230 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tkc Wealth Management | Dallas | TX | 06/2016 | 09/2017 |
| Tkc Wealth Management, Llc | Dallas | TX | 09/2017 | Present |
1)TKC Wealth Management, LLC, investment related-managed accounts fee basis, aprox 20 hrs. week during mkt hrs, 12900 Preston Rd Suite 700, Dallas TX 75230, start date 6/2016. 2) TKC Risk Advisors LLC(insurance), not investment related-selling insurance products,approx 1-2 hr.wk, 12900 Preston Rd Suite 700, Dallas TX 75230, start date 1/10/18 (TX license pending).3) Landolt Securities a broker dealer, investment related, aprox 20 hrs. wk during market hrs, start date 1/22/18, branch office TK Chen Financial Services, 12900 Preston Rd., Ste 700, Dallas, TX 75230, offer security products an support to other RR. 4) Secretary with Greater Dallas Taiwanese Chamber of Commerce, 3 hour per month at pobox 701983 Dallas TX 75370
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-30 |
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