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Raymond James & Associates, Inc. CRD 705
$501B regulatory AUM 2,231 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2021-12-02 |
Branch Locations
6985 Union Park Ave Suite 500, Cottonwood Heights, UT 84047 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Salt Lake City | UT | 08/2000 | 10/2021 |
| Wells Fargo Investments, Llc | Salt Lake City | UT | 08/2000 | 02/2021 |
| Wells Fargo Advisors, Llc | Salt Lake City | UT | 02/2021 | 10/2021 |
| Raymond James & Associates | Salt Lake City | UT | 10/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-11-23 |
| S66 | Uniform Combined State Law Examination | 2005-01-14 |
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