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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-01-05
  • WI RA
    APPROVED
    Since 2026-01-05

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc Wauwatosa WI 07/2016 06/2021
The Prudential Insurance Company Of America Wauwatosa WI 10/2016 06/2021
Bay-Lakes Council, Boy Scouts Of America, Inc. Appleton WI 06/2021 08/2021
Concorde Investment Services, Llc Livonia MI 10/2021 10/2023
Unemployed Kewaskum WI 08/2021 10/2021
Unemployed Kewaskum WI 10/2023 07/2024
Northwestern Mutual Life Insurance Company Milwaukee WI 07/2024 Present
Northwestern Mutual Investment Services Llc Milwaukee WI 09/2024 Present
  • 07/2016 → 06/2021
    Wauwatosa, WI
  • 10/2016 → 06/2021
    The Prudential Insurance Company Of America
    Wauwatosa, WI
  • 06/2021 → 08/2021
    Bay-Lakes Council, Boy Scouts Of America, Inc.
    Appleton, WI
  • 10/2021 → 10/2023
    Concorde Investment Services, Llc
    Livonia, MI
  • 08/2021 → 10/2021
    Unemployed
    Kewaskum, WI
  • 10/2023 → 07/2024
    Unemployed
    Kewaskum, WI
  • 07/2024 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2024 → Present
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-23
S63 Uniform Securities Agent State Law Examination 2016-09-28
  • S65 Uniform Investment Adviser Law Examination
    2017-10-23
  • S63 Uniform Securities Agent State Law Examination
    2016-09-28
Other Names
  • A J Reicher

View on SEC IAPD

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