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Christian Peter Mccormick

Bny Mellon Securities Corporation

Stratham, NH

New York, NY

CRD 6687748

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Employer firm

Bny Mellon Securities Corporation CRD 231

$8.45B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • BNYMSC SPONSORS A WRAP FEE PROGRAM, AND SERVES AS A PORTFOLIO MGR OR MODEL PROVIDER TO THIRD PARTY WRAP PROGRAM SPONSORS.

From the firm’s Form ADV. Read the guides:

Current Employers
Bny Mellon Securities Corporation

240 Greenwich Street 9Th Floor East, New York, NY 10286-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2022-09-12
  • NH RA
    APPROVED
    Since 2022-09-12

Branch Locations

Stratham, NH • United States

240 Greenwich Street, New York, NY 10286 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbia Management Investement Distributors Inc Boston MA 07/2016 06/2022
Bny Mellon Securities Corporation New York NY 06/2022 Present
Bny Mellon New York NY 06/2022 Present
  • 07/2016 → 06/2022
    Columbia Management Investement Distributors Inc
    Boston, MA
  • 06/2022 → Present
    New York, NY
  • 06/2022 → Present
    Bny Mellon
    New York, NY
Previous Registrations
Other Businesses

1. Owner of Rental Property located in Boston, MA.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-01
  • S66 Uniform Combined State Law Examination
    2016-11-01
Other Names
  • Chris Mccormick

View on SEC IAPD

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