Ann L Macnaughton

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2004 → 12/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 11/2009 → 12/2019
  Bank Of America, Na
  Houston, TX
• 12/2019 → Present
  Lpl Financial, Llc
  Houston, TX

Previous Registrations

• 2005-02-11 → 2019-12-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
  Houston, TX
  Houston, TX

Other Businesses

1. 12/12/2019 - Harris County, Houston, Tx - Investment Related - Harris County, Houston, Tx - Other-governmental - Election Clerk - Started 11/4/2014. 2. 5/14/2020 - MacNaughton & Associates, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/27/2020 - 160 Hours Per Month During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2005-02-10

Designations

• Certified Financial Planner

Other Names

• Ann Macnaughton Turner
• Ann Macnaughton Brune
• Ann Macnaughton
• Ann L. Macnaughton
• Ann L Macnaughton
• Ann Louise Macnaughton-Brune
• Ann Louise Macnaughton
• Ann Louise Macnaughton Brune