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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-08-28
CA RA APPROVED 2025-01-24
TX RA APPROVED_RES 2025-01-24
  • NC RA
    APPROVED
    Since 2025-08-28
  • CA RA
    APPROVED
    Since 2025-01-24
  • TX RA
    APPROVED_RES
    Since 2025-01-24

Branch Locations

695 Town Center Dr Suite 700, Costa Mesa, CA 92626 • United States

23826 Sycamore Dr, Mission Viejo, CA 92691 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of California, Berkeley Berkeley CA 08/2013 09/2017
Lincoln Financial Advisors, Inc San Ramon CA 07/2016 01/2025
Osaic Wealth, Inc. Mission Viejo CA 01/2025 Present
  • 08/2013 → 09/2017
    University Of California, Berkeley
    Berkeley, CA
  • 07/2016 → 01/2025
    Lincoln Financial Advisors, Inc
    San Ramon, CA
  • 01/2025 → Present
    Mission Viejo, CA
Previous Registrations
  • 2018-07-24 → 2025-01-24
    Osaic Fa, Inc.
    San Ramon, CA
    Mission Viejo, CA
Other Businesses

1) GIBRAN LE 23826 SYCAMORE DR MISSION VIEJO CA 92691 CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: AGENT DUTIES: OFFER AND SERVICE FIXED INSURANCE PRODUCTS SUCH AS ACCIDENT, DISABILITY, FIXED AND INDEXED ANNUITIES, LONG-TERM CARE, AND TRADITIONAL LIFE INSURANCE. START DATE: 03/15/2019 HOURS PER MONTH: 20 HOURS PER MONTH DURING TRADING HOURS: 20. 2) GIBRAN LE FINANCIAL SERVICES LLC 23826 SYCAMORE DR MISSION VIEJO CA 02691 CATEGORY: LEGAL ENTITY INVESTMENT RELATED: NO TITLE: OWNER DUTIES: LEGAL ENTITY THROUGH WHICH PRACTICE IS MANAGED FOR TAX PURPOSES. START DATE: 7/8/24 HOURS PER MONTH: 160 HOURS PER MONTH DURING TRADING HOURS: 160 3) GIBRAN LE POSITION: Agent NATURE: I intend to conduct non-variable life and insurance sales. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 03/15/2019 ADDRESS: 3000 Executive Pkwy., Ste. 400, San Ramon CA 94583, United States DESCRIPTION: I intend to conduct non-variable life and annuity sales. 4) PRESIDENT OF GIBRAN LE FINANCIAL SERVICES LLC POSITION: President NATURE: It is for tax purposes. The LLC activities are the same as my IAR responsibilties through osaic fa. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/08/2024 ADDRESS: 23826 Sycamore Drive, Mission Viejo CA 92691, United States DESCRIPTION: I simply 1099 the corporation and pay myself a wage through the LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-20
  • S66 Uniform Combined State Law Examination
    2018-07-20

View on SEC IAPD

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