Jeffrey Tin Tran

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2020 → Present
  Nuveen Securities, Llc
  Chicago, IL
• 06/2017 → 08/2017
  Unitedhealthcare
  Lake Oswego, OR
• 09/2017 → 12/2017
  Vista Point Advisors
  San Francisco, CA
• 03/2018 → 06/2018
  Jackman Wealth Management, Llc
  Salem, OR
• 06/2018 → 08/2018
  Vocate
  San Francisco, CA
• 06/2019 → 08/2019
  Pimco
  Newport Beach, CA
• 09/2015 → 05/2020
  Pitzer College
  Claremont, CA
• 09/2015 → 05/2020
  Pitzer College
  Claremont, CA
• 05/2020 → 10/2020
  Unemployed (Post-Undergraduate)
  Salem, OR
• 10/2020 → Present
  Nuveen Asset Management, Llc
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2021-03-20