Kevin Jay Cave

Employer firm

Santander Securities LLC CRD 41791

$3.14B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
SPONSOR TO 3RD-PARTY WRAP FEE PROGRAM(S) OFFERED BY CUSTODIAN'S (NFS) ADVISORY PLATFORM

From the firm’s Form ADV. Read the guides:

Current Employers

Santander Securities Llc

75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2016-09-16

NJ RA
APPROVED

Since 2016-09-16

Branch Locations

236 West Saint Georges Avenue, Linden, NJ 07036 • United States

301 South Livingston Avenue, Livingston, NJ 07039 • United States

354 Eisenhower Parkway, Livingston, NJ 07039 • United States

1072 Broad Street, Bloomfield, NJ 07003 • United States

2253 North Avenue, Scotch Plains, NJ 07076 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Santander Bank, Na	Boston	MA	07/2016	Present
Santander Securities, Llc	Dorchester	MA	07/2016	01/2023
Santander Securities, Llc	Dorchester	MA	01/2023	Present

07/2016 → Present

Santander Bank, Na

Boston, MA
07/2016 → 01/2023

Santander Securities, Llc

Dorchester, MA
01/2023 → Present

Santander Securities, Llc

Dorchester, MA

Other Businesses

1. Great Dane Club of Raritan Valley, Treasurer, dog club, non-investment related, start dated 05/01/2005, 661B Yorktown Lane, Monroe Township, NJ 08831, 2 hours monthly, none during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-09-15

S66 Uniform Combined State Law Examination

2016-09-15

View on SEC IAPD