Andrew Edward Happ

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 11/2018
  Busey Trust Company
  Urbana, IL
• 09/2018 → Present
  Raymond James Financial Services, Inc
  Urbana, IL
• 05/2019 → Present
  Raymond James Financial Services Advisors
  Urbana, IL
• 11/2018 → Present
  Busey Bank
  Urbana, IL

Other Businesses

(1)Name of Business: Busey Investment Services Address: 201 W Main St, Urbana, IL, 61801-2621, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 04/01/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Branch Associate

Exams

• S66 Uniform Combined State Law Examination
  2019-04-26