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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • IL RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

715 South 42Nd St Ste B, Mount Vernon, IL 62864 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Mount Vernon IL 09/2016 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Dylan W Nichols Properties Llc Mount Vernon IL 03/2023 Present
  • 09/2016 → 06/2021
    Voya Financial Advisors
    Mount Vernon, IL
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 03/2023 → Present
    Dylan W Nichols Properties Llc
    Mount Vernon, IL
Previous Registrations
Other Businesses

1. NAME OF ENTITY:NICHOLS INVESTMENT GROUP, LTD; Yes; 715 SOUTH 42ND ST STE B; MT VERNON; IL; 62864; FINANCIAL SERVICES/DBA; REGISTERED REPRESENTATIVE; 9/19/2016; 160; 120; DBA FOR SALE OF FIXED AND SECURITIES PRODUCTS; 2. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 715 SOUTH 42ND ST STE B; MT VERNON; IL; 62864; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 9/19/2016; 160; 160; SALE OF FIXED INSURANCE PRODUCTS; 3. NAME OF OTHER BUSINESS: DYLAN W NICHOLS PROPERTIES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: LLC START DATE: 3/2023 POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LLC FOR SOLE PURPOSE OF BUILDING A NEW BUILDING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-17
S63 Uniform Securities Agent State Law Examination 2017-01-12
  • S66 Uniform Combined State Law Examination
    2017-04-17
  • S63 Uniform Securities Agent State Law Examination
    2017-01-12

View on SEC IAPD

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