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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED | 2023-06-29 |
Branch Locations
715 South 42Nd St Ste B, Mount Vernon, IL 62864 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Mount Vernon | IL | 09/2016 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Dylan W Nichols Properties Llc | Mount Vernon | IL | 03/2023 | Present |
1. NAME OF ENTITY:NICHOLS INVESTMENT GROUP, LTD; Yes; 715 SOUTH 42ND ST STE B; MT VERNON; IL; 62864; FINANCIAL SERVICES/DBA; REGISTERED REPRESENTATIVE; 9/19/2016; 160; 120; DBA FOR SALE OF FIXED AND SECURITIES PRODUCTS; 2. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 715 SOUTH 42ND ST STE B; MT VERNON; IL; 62864; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 9/19/2016; 160; 160; SALE OF FIXED INSURANCE PRODUCTS; 3. NAME OF OTHER BUSINESS: DYLAN W NICHOLS PROPERTIES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: LLC START DATE: 3/2023 POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LLC FOR SOLE PURPOSE OF BUILDING A NEW BUILDING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 2017-01-12 |
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