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Dawn M Wheeler

Mml Investors Services, LLC

Norfolk, VA

Glen Allen, VA

CRD 6687188

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-02-10
  • VA RA
    APPROVED
    Since 2025-02-10

Branch Locations

Norfolk, VA • United States

East Shore 1 100 Eastshore Drive, Suite 300, Glen Allen, VA 23059 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Virginia Beach VA 08/2016 12/2024
Massmutual Life Insurance Co Virginia Beach VA 03/2016 12/2024
Massmutual Life Insurance Co Virginia Beach VA 02/2025 Present
Mml Investor Services Virginia Beach VA 02/2025 Present
  • 08/2016 → 12/2024
    Mml Investors Services, Llc
    Virginia Beach, VA
  • 03/2016 → 12/2024
    Massmutual Life Insurance Co
    Virginia Beach, VA
  • 02/2025 → Present
    Massmutual Life Insurance Co
    Virginia Beach, VA
  • 02/2025 → Present
    Mml Investor Services
    Virginia Beach, VA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-24
S63 Uniform Securities Agent State Law Examination 2016-12-13
  • S65 Uniform Investment Adviser Law Examination
    2018-07-24
  • S63 Uniform Securities Agent State Law Examination
    2016-12-13
Other Names
  • Dawn Wheeler
  • Dawn M. Wheeler

View on SEC IAPD

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