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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2020-03-09
  • VA RA
    APPROVED
    Since 2020-03-09

Branch Locations

4701 Virginia Beach Blvd. Suite 200, Virginia Beach, VA 23462 • United States

11108 West Broad Street, Glen Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Virginia Beach VA 07/2016 Present
J&J Winery Richmond IN 04/2009 11/2016
Charles Schwab Bank Virginia Beach VA 11/2017 Present
  • 07/2016 → Present
    Virginia Beach, VA
  • 04/2009 → 11/2016
    J&J Winery
    Richmond, IN
  • 11/2017 → Present
    Charles Schwab Bank
    Virginia Beach, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-03
  • S66 Uniform Combined State Law Examination
    2016-11-03
Other Names
  • Josh Haist

View on SEC IAPD

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