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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-03-29 |
| FL | RA | APPROVED | 2022-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tradelink Securites Llc | Miami | FL | 08/2015 | 03/2017 |
| Tls Advisors Llc | Miami | FL | 03/2017 | 12/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miami | FL | 12/2021 | Present |
| Bank Of America, N.A. | Miami | FL | 12/2021 | Present |
I*3013273, Entity Type: Entity For Profit, Name of OBA: TONDO ROOM LLC, Address: Key Biscayne, Florida, 33149, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 07/02/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: Passive owner, Yoga studio
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-16 |
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