Casey Alan Pickett

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2026-04-24
NC	RA	APPROVED	2026-04-24
TX	RA	APPROVED	2026-04-24
VT	RA	APPROVED	2026-04-24

Branch Locations

5425 Page Road Suite 220, Durham, NC 27703 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Birmingham	AL	07/2016	08/2017
Bank Of America, N.A.	Birmingham	AL	07/2016	08/2017
Vanguard Marketing Corporation	Charlotte	NC	03/2020	06/2021
Bbva Compass Bank	Birmingham	AL	08/2017	09/2018
Genpact - Diversey	Fort Mill	SC	09/2018	09/2019
Transamerica Life Insurance	Charlotte	NC	09/2019	03/2020
Wells Fargo Clearing Services Llc	Charlotte	NC	06/2021	04/2026
Tiaa	Durham	NC	04/2026	Present
Tiaa-Cref Individual & Institutional Services, Llc	Durham	NC	04/2026	Present

07/2016 → 08/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Birmingham, AL
07/2016 → 08/2017

Bank Of America, N.A.

Birmingham, AL
03/2020 → 06/2021

Vanguard Marketing Corporation

Charlotte, NC
08/2017 → 09/2018

Bbva Compass Bank

Birmingham, AL
09/2018 → 09/2019

Genpact - Diversey

Fort Mill, SC
09/2019 → 03/2020

Transamerica Life Insurance

Charlotte, NC
06/2021 → 04/2026

Wells Fargo Clearing Services Llc

Charlotte, NC
04/2026 → Present

Tiaa

Durham, NC
04/2026 → Present

Tiaa-Cref Individual & Institutional Services, Llc

Durham, NC

2021-07-29 → 2026-04-22

Wells Fargo Clearing Services, Llc

Charlotte, NC

Belmont, NC
2017-01-09 → 2017-08-15

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Birmingham, AL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-07-27
S63	Uniform Securities Agent State Law Examination	2020-07-07

Other Firms