Viresh Goolabdas Bawa

Employer firm

Integrity Alliance, LLC. CRD 139627

$5.41B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2009 → 10/2025
  Metlife
  Bridgewater, NJ
• 04/2019 → 04/2020
  Brokers International Financial Services
  Urbandale, IA
• 01/2024 → Present
  Integrity Alliance, Llc
  Bridgewater, NJ

Previous Registrations

• 2019-04-29 → 2020-05-04
  Integrity Alliance, Llc.
  Somerville, NJ
  Urbandale, IA

Other Businesses

1. Road to Retirement Inc.; Investment related; 100 Somerset Corporate Blvd, 2nd FL, Bridgewater, NJ 08807; DBA for Advisory services; Financial planning and fixed insurance sales; President; 08/15/2016; 40 hours per month, 10 hours during securities hours; Develop financial and retirement plans, suggest insurance products 2. Bawa Insurance Sales; Investment related; 100 Somerset Corporate Boulevard, 2nd Floor, Bridgewater, NJ 08807; Fixed annuity and insurance sales; President; 08/16/2016; 40 hours per month, 10 hours during securities trading hours; Financial Planning, seminars, insurance sales. 3. A.M. Best; Not investment related; 1 Ambest Rd, Oldwick, NJ 08858; Actuary; Associate Director; 10/20/2025; 160 hours per month; 130 hours during security hours; Actuarial model development, quantitative analysis.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-12-19