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102 El Dorado St., Auburn, CA 95603 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-04-04 |
| CA | RA | APPROVED | 2016-08-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ifc And Insurance Marketing, Inc. | Auburn | CA | 06/2009 | Present |
| Konrad Auto Group | Auburn | CA | 05/2013 | Present |
| Upper Hand, Inc. | Auburn | CA | 10/2015 | Present |
(1) KONRAD AUTO GROUP, LLC.- NOT INVESTMENT RELATED, AUBURN, CA, AUTO SALES, PRESIDENT, 05/2013, 8 hours per month-none during trading hours, Sales Administration (2) UPPER HAND, INC. - NOT INVESTMENT RELATED, Charitable, AUBURN, CA, Chief Financial Officer, 10/2005, 1 hour per month-none during trading hours, Administration
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-02-10 |
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