Best Investors Account Sign in

Kelly Jean Aversa

LPl Financial LLC

Lynnwood, WA

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-23
WA RA APPROVED 2020-03-23
  • TX RA
    APPROVED_RES
    Since 2020-03-23
  • WA RA
    APPROVED
    Since 2020-03-23

Branch Locations

19217 36Th Ave W Ste 205, Lynnwood, WA 98036-5751 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kms Financial Services - Monica Callen Seattle WA 07/2016 08/2017
Kms Financial Services, Inc Seattle WA 04/2017 03/2020
Kelly Aversa (Self-Employed) Puyallup WA 06/2010 12/2018
Lpl Financial, Llc Seattle WA 03/2020 Present
  • 07/2016 → 08/2017
    Kms Financial Services - Monica Callen
    Seattle, WA
  • 04/2017 → 03/2020
    Kms Financial Services, Inc
    Seattle, WA
  • 06/2010 → 12/2018
    Kelly Aversa (Self-Employed)
    Puyallup, WA
  • 03/2020 → Present
    Lpl Financial, Llc
    Seattle, WA
Previous Registrations
  • 2017-08-03 → 2020-03-24
    Kms Financial Services, Inc.
    Seattle, WA
Other Businesses

1. 03/23/2020 - CALLEN AND ASSOCIATES/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ SEATTLE, WA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-03
  • S66 Uniform Combined State Law Examination
    2017-08-03

View on SEC IAPD

Other Firms

COMPREHENSIVE WEALTH MANAGEMENT
KESTRA ADVISORY SERVICES, LLC
VALIC FINANCIAL ADVISORS, INC.
CAPITAL INVESTMENT SERVICES, LLC
BANKERS LIFE ADVISORY SERVICES, INC.
CHANEY CAPITAL MANAGEMENT INC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
WAYFINDING FINANCIAL, LLC

Other Investors

CARLA SUE FORNEY
BRYAN LEE HENDRICKSON
Eric John Sandstrom
GENEVA PATRICIA FOSTER
Wesley John Brandon
Trevor Dane Williams
JAMES WARREN JENKINS
DENISE DIANE BRANDON

Other Offices

LPL FINANCIAL LLC · LYNNWOOD, WA
COMPREHENSIVE WEALTH MANAGEMENT · LYNNWOOD, WA
KESTRA ADVISORY SERVICES, LLC · Lynnwood, WA
VALIC FINANCIAL ADVISORS, INC. · LYNNWOOD, WA
COMPREHENSIVE WEALTH MANAGEMENT · LYNNWOOD, WA
CAPITAL INVESTMENT SERVICES, LLC · LYNNWOOD, WA
CAPITAL INVESTMENT SERVICES, LLC · LYNNWOOD, WA
BANKERS LIFE ADVISORY SERVICES, INC. · Lynnwood, WA

More in Lynnwood, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor