Alex West

Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-03-31
TX	RA	APPROVED_RES	2025-03-31

NY RA
APPROVED

Since 2025-03-31
TX RA
APPROVED_RES

Since 2025-03-31

Branch Locations

480 Bedford Road, Chappaqua, NY 10514-1715 • United States

Hopewell Junction, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P Morgan Securities Llc	White Plains	NY	07/2016	07/2021
J.P Morgan Securities Llc	White Plains	NY	07/2021	07/2022
Fidelity Investments	Scarsdale	NY	07/2022	Present
Fidelity Investments	Boston	MA	03/2025	Present

07/2016 → 07/2021

J.P Morgan Securities Llc

White Plains, NY
07/2021 → 07/2022

J.P Morgan Securities Llc

White Plains, NY
07/2022 → Present

Fidelity Investments

Scarsdale, NY
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2022-10-05 → 2025-03-31

Fidelity Personal And Workplace Advisors

Scarsdale, NY
2021-05-03 → 2022-07-12

J.P. Morgan Securities Llc

White Plains, NY

Elmsford, NY

White Plains, NY

White Plains, NY

White Plains, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-03-04
S63	Uniform Securities Agent State Law Examination	2016-10-03

S66 Uniform Combined State Law Examination

2021-03-04
S63 Uniform Securities Agent State Law Examination

2016-10-03

Other Names

Alex West
Alex V West
Alex Vernon West

View on SEC IAPD