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1450 Brickell Avenue Suite 2610, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-08-30 |
Branch Locations
929 N Front Street Suite 730, Wilmington, NC 28401 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wilmington | NC | 07/2016 | 08/2024 |
| Bank Of America, N.A. | Wilmington | NC | 02/2017 | 08/2024 |
| Sanctuary Securities, Inc. | Wilmington | NC | 08/2024 | Present |
| Sanctuary Advisors Llc | Wilmington | NC | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-09 |
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