Yaman Sharma

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 08/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Buffalo, NY
• 03/2017 → 08/2019
  Bank Of America, N.A.
  Buffalo, NY
• 08/2019 → 01/2021
  Jpmorgan Case Bank, N.A.
  Boston, MA
• 08/2019 → 01/2021
  Jpmorgan Securities, Llc
  Boston, MA
• 02/2021 → 12/2024
  Jpmorgan Case Bank, N.A.
  Rochester, NY
• 02/2021 → 12/2024
  Jpmorgan Securities, Llc
  Rochester, NY
• 12/2024 → Present
  Morgan Stanley Smith Barney Llc
  Middleton, MA
• 01/2025 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2021-04-10 → 2024-12-03
  J.P. Morgan Securities Llc
  Boston, MA
  Rochester, NY
  East Amherst, NY
• 2017-01-03 → 2019-08-13
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Buffalo, NY

Other Businesses

*622710 - Dravin Private Investments; Investment Related - Yes; East Amherst, New York; Investment/Finance/Banking; Partner(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 10/2023; During Business Hours: 0; After Business Hours: 0; Check Signing/Funds Disbursements

Exams

• S66 Uniform Combined State Law Examination
  2016-12-27