Percy Canteenwalla

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 03/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Winter Park, FL
• 10/2016 → 03/2024
  Bank Of America, N.A.
  Winter Park, FL
• 03/2024 → Present
  Lpl Financial
  Winter Park, FL

Previous Registrations

• 2017-01-10 → 2024-03-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Winter Park, FL
  Altamonte Springs, FL
  Apopka, FL

Other Businesses

1) 03/2024 - Grafton Wealth Advisors / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent 2) 07/11/2024 - DWS Partners, LLC - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 3/21/2024 - 160 Hrs/Mo; 130 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2017-01-04