James Norman Godfrey

Current Employers

Employment History

• 02/1997 → Present
  Tyler, Simms, & St. Sauveur, Pc
  Lebanon, NH
• 08/2017 → 10/2019
  1St Global Capital Corp.
  Lebanon, NH
• 08/2017 → 10/2019
  1St Global Advisors, Inc.
  Lebanon, NH
• 09/2018 → 09/2025
  Avantax Insurance Services
  Lebanon, NH
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Lebanon, NH
• 10/2019 → 09/2025
  Avantax Advisory Services
  Irving, TX
• 02/2024 → Present
  Tsswmm Financial Group
  Lebanon, NH
• 05/2024 → Present
  Tss Financial Partners, Llp
  Lebanon, NH
• 05/2024 → Present
  Ascend Partner Holdings, Llc
  Lebanon, NH
• 05/2024 → Present
  Ascend Partner Services, Llc
  Lebanon, NH
• 06/2025 → Present
  Tswm Advisory Group
  Lebanon, NH
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Lebanon, NH
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Lebanon, NH
• 2017-08-28 → 2019-10-25
  1St Global Advisors Inc
  Lebanon, NH

Other Businesses

1) AUTO TEAM AMERICA; NON INVESTMENT RELATED; VIRTUAL; OBA IS A CONSORTIUM OF AUTOMOTIVE CPAS WHO SHARE IDEAS AND RESOURCES; MEMBER; 05/15/2005; .5 HR/MO; NONE HR/TRADE; ATTEND MEETINGS 2) TSS WEALTH MANAGEMENT, LLC POSITION: Member NATURE: Investment advisory services INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 12/01/2017 ADDRESS: 19 Morgan Drive, Lebanon NH 03766, United States DESCRIPTION: Investment advisor representative 3) TSSWMM FINANCIAL GROUP POSITION: Owner NATURE: Financial Services INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 02/01/2024 ADDRESS: 19 Morgan Drive, Lebanon NH 03766, United States DESCRIPTION: Management of client referrals 4) VERMONT CHAPTER ALZHEIMER'S ASSOCIATION POSITION: Board Member NATURE: Board members work closely with chapter staff and community leader to advance the organization's strategic plan and to achieve their vision of world without Alzheimer's. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2024 ADDRESS: 75 Talcott Road, Suite 40, Williston VT 05495, United States DESCRIPTION: Help build a network of connections to advance the mission of the Alzheimer's Association. Participates in board meetings and community events. 5)TSS FINANCIAL PARTNERS, LLP POSITION: Partner NATURE: CPA Firm offering audit and attestation (A&A) services. The firm was spun off from Tyler, Simms & St. Sauveur, CPAs, PLLC to hold the A&A portion of that business in a separate entity. INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 05/01/2024 ADDRESS: 19 Morgan Drive, Lebanon NH 03766, United States DESCRIPTION: Assist in ensuring quality product, compliance with AICPA and FASB standards, successful peer reviews, client management, to name a few. 6) ASCEND PARTNER HOLDINGS, LLC POSITION: Partner NATURE: This company is the sole owner of TSS Advisors, LLC. TSS Advisors, LLC purchased the assets of Tyler, Simms, & St. Sauveur, CPAs, PLLC and is the new operating company of our old CPA firm. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2024 ADDRESS: 19 Morgan Drive, Lebanon NH 03766, United States DESCRIPTION: I provide tax services to TSS Advisors, LLC as a CPA, via my employment with Ascend Partners Services, LLC. 7) ASCEND PARTNER SERVICES, LLC POSITION: Partner NATURE: CPA/Tax/Consulting Services INVESTMENT RELATED: No NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 05/01/2024 ADDRESS: 19 Morgan Drive, Lebanon NH 03766, United States DESCRIPTION: I provide CPA/Tax/Consulting services to the CPA firm via Ascend Partner Services. 8) TSWM ADVISORY GROUP POSITION: Partner NATURE: Investment advisory firm providing wealth management and financial planning services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/01/2025 ADDRESS: 19 Morgan Drive, Lebanon NH 03766, United States DESCRIPTION: I provide client referrals and participate in firm management decisions but not in investment decisions.

Exams

• S66 Uniform Combined State Law Examination
  2017-08-28