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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | El Cajon | CA | 07/2016 | 11/2016 |
| Wells Fargo Bank, Na | San Diego | CA | 03/2015 | 03/2023 |
| Wells Fargo Clearing Services, Llc | San Diego | CA | 11/2016 | 03/2023 |
| Lpl Financial Llc | Fallbrook | CA | 03/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-14 |
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