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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-14 |
Branch Locations
890 Southampton Rd, Benicia, CA 94510 • United States
1702 Tennessee St, Vallejo, CA 94590 • United States
3700 Old Redwood Hwy Ste 108 [Nj-Rbo], Santa Rosa, CA 95404 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Vallejo | CA | 11/2015 | 10/2018 |
| Wells Fargo Clearing Services, Llc | Vallejo | CA | 07/2016 | 10/2018 |
| Jpmorgan Chase Bank, N.A. | Fairfield | CA | 11/2018 | 07/2025 |
| J.P. Morgan Securities Llc | Fairfield | CA | 11/2018 | 07/2025 |
| Wells Fargo Clearing Services, Llc | Santa Rosa | CA | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-14 |
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